Net.B@nk: Bypassing Brick-and-Mortar Banks to Set Up Shop in Cyberspace

 

Courting traditional banking consumers with a promise of convenience and higher rates on accounts, Atlanta-based Net.B@nk becomes the first online bank to achieve profitability.

 

From the day they first sat down to discuss setting up an all-Internet-based bank, the management team at Atlanta-based Net.B@nk relied on strong partnerships and a network of industry contacts to aid in the venture into a new realm of banking. The strategy worked. In March 1998, the company became the first Internet bank in the country to become profitable -- no small feat for a 2-year-old Internet startup that battled the cynicism of its brick-and-mortar counterparts to set up shop on a new, untested medium.

 

But the impressive financial milestone reached by Net.B@nk is not only significant for the banking industry -- it’s also a big forward step for e-commerce in general. “When we began in 1996, there were no proven business models for Internet companies,” says D.R. Grimes, Net.B@nk’s CEO. “Our success has come through the devoted efforts of the bank’s employees, the loyalty from the bank’s growing customer base and the strength of the bank’s strategic partnerships.” 

 

A native of Tulsa, Okla., and a 30-year resident of Atlanta, Grimes entered the Internet banking business with T. Stephen Johnson, president of consulting firm T. Stephen Johnson & Associates. Johnson and Grimes, a pair that worked together at Trust Company in the 1970s, put their heads together and came up with the idea of an all-Internet bank. Grimes, who currently oversees the daily operations of Net.B@nk, brought more than 30 years of banking and technology experience to the table. Johnson, Net.B@nk's chairman, was an experienced consultant who helped banks through startups, mergers and other transitions, and brought the financial connections to the company.

 

“Because of Steve’s banking connections, he was able to get together with a few other individuals to raise seed money for the company through private investors,” says Grimes. “Because of his efforts, the bank currently has a 15 to 20 percent European ownership.”

 

Net.B@nk was incorporated in 1996 and opened in 1997 under the charter of one of its owners, Carolina First Bank. Originally founded as Atlanta Internet Bank, the institution changed its name to Net.B@nk in August 1998 to better reflect its national and international scope. “We thought it was appropriate to give the bank a name that reflected its expansive reach through the Internet,” says Grimes, whose initial assignment was to help take the company public.

 

Formed in 1996, Net.B@nk, Inc. (the bank’s holding company), raised $35 million in an initial public offering (IPO) in July 1997. Like many Internet stocks, it has benefited from investor euphoria over the sector, rising from under $15 from its debut last year, to a close of $24 on November 23. According to analysts, the company expects 25 cents per share earnings for 1998.

 

Humble Beginnings

When Net.B@nk was initially launched, it served about 20 customers — most of whom consisted of employees and their friends. Less than two years later, the bank boasted a hefty $162 million in customer deposits — a 176 percent growth over January 1998. Two months later, the bank announced total assets of $243 million.

 

According to Grimes, the fact that an increasing number of consumers are turning to online banking has meant a steady growth of accounts and deposits for Net.B@nk from a varied, worldwide customer base. “As we continue to grow, we also look to remain profitable -- something most Internet companies have yet to be able to do,” Grimes adds

 

In this era of technology and information-sharing, many companies are realizing that forming relationships with other firms, business partners and even competitors are often the best route to business success. From startup to present, this networking theory has paid off big time for Net.B@nk. Through its strong contacts, experienced management team and strategic business partnerships, the company has grown tremendously in a short period of time, and currently employs a staff of 27 and serves customers in all 50 states plus many more worldwide.

 

Overall, there are increasing signs that virtual banks are becoming much more than just “virtual reality,” Grimes explains:  “For me, the opportunity to run a bank that allows us to have customers directly connect to us, without even having to go through a branch network, is just incredible. From a technology point of view, the Internet is great in its ability to enable all of our customers to be totally connected to us and to each other.”

 

A New Way of Banking

The concept of online banking is attractive to consumers for many reasons, in addition to sheer convenience. Because of low overhead expenses -- since there are no branches to maintain and fewer staff -- cyber-banks can parlay their reduced costs into better interest rates on traditional banking services like money market accounts, interest-bearing checking accounts and CDs. Additionally, Net.B@nk offers its customers perks like automatic, online bill-paying, 24-hour account access and online brokerage services.

 

According to Grimes, the average Net.B@nk customer is 40 years old and a homeowner who earns more than $60,000 in a management, professional or technical position. When taking on new clients, the company conducts credit checks and employment verifications prior to opening new accounts, and requires new customers to deposit a minimum of $100 to open an account.

 

While the bank’s offerings and market demographics may sound impressive now, the road from concept to completion wasn’t all easy for Net.B@nk. Pressure from regulatory agencies, for example, came into play during the initial start-up period. The problem? Atlanta-based Security First Network Bank, a technology company that was also operating a bank, was losing large sums of money, making regulators reluctant to approve another Internet bank. “They held up our application for months while we convinced them that we had a solid business plan and a good, successful model,” says Grimes. And convince them they did. Unlike the first Internet bank, which was what Grimes calls a “test bed” to technology to sell to other banks, Net.B@ank is “the real thing. Since inception, we’ve proven beyond doubt that the Internet is a successful medium to deliver banking,” he adds.

 

Today, all of Net.B@nk’s transactions are conducted over the Internet and customers have access to their accounts from any computer that has a modem and Internet access. Unlike the handfuls of large banks that have taken the plunge into cyberspace and established a presence on the Web, Net.B@nk is of a different breed. Instead of providing Web access as an added convenience, this institution offers all of its services exclusively over the Internet. Customers simply mail in their checks or have them direct-deposited from their employers.

 

In joining with a multitude of financial institutions that have diversified their product and service offerings, Net.B@nk recently announced the launch of an online brokerage services division, which allows customers to access all of their assets from their keyboards, and automatically transfer cash from their brokerage accounts to their FDIC-insured, Net.B@nk accounts. “We’re creating an environment where our customers can easily access their brokerage and bank accounts anytime and anywhere to place trades, pay bills, write checks, use the ATM and make purchases using a debit card,” explains Grimes.

 

On average, Net.B@nk opens 200 new online accounts and fields about 1,200 e-mail messages per week. Not surprisingly, dealing exclusively over the Internet has brought some customer service challenges with it. To provide a personal touch for customers, the company offers a toll-free 24-hour telephone number that is attended by a 10-person staff.

 

The Great Unknown

Building a small business is hard enough, but building one based on an intangible concept like the Internet was harder than imaginable for Net.B@nk. In fact, in 1997, Grimes says it was common for people ask him if the Internet was just a fad, or if it was it here to stay. Today, no one would even ask that question, he says, but at the time, consumer sites like Amazon.com and online investment sites like E*Trade were unheard of. And while it’s true that the growing medium boasts its share of success stories, in 1996 those companies were way off on the horizon in the eyes of Wall Street investors.

 

“No one had ever done this before,” says Grimes. “We couldn’t just go out and talk to anyone who knew how to do it; no one had any experience.” To combat the problem, Grimes says Net.B@nk used the names of business partners like AT&T to its advantage, since those partners were already established and well-known.

 

“We had no name recognition,” he says. “But we were using AT&T for our Web hosting, so we made a deal with them: As we signed up customers, we would try to get those customers to sign up for AT&T’s WorldNet [Internet] service.” In true entrepreneurial style, Grimes and his team created AT&T/Net.B@nk diskettes and set up tables at computer stores in an effort to get customers to sign up for both services simultaneously. The company also placed newspaper advertisements, primarily in the Atlanta area.

 

Then, in Fall 1997, the bank made a major change in its marketing strategy by funneling all of its advertising efforts into the very medium that had provided a cornerstone for its business: the Internet. “We decided it would be much easier for us to convince people who were already on the Internet to bank with us,” Grimes explains. “Since then, we’ve dedicated our entire $30,000-$40,000 monthly advertising budget to about 25 different Internet sites.”

 

Net.B@nk’s new, effective marketing strategy includes placing well-targeted banner ads on investment and bank research Web sites, as well as sponsoring new financial pages and joining such pages as charter members.

 

Working with a design agency and reputable public relations firm, Net.B@nk has been advertising extensively since November 1997. Its banner ads have appeared on about 40 Web sites, including those of Microsoft Investor, Money Magazine, Motley Fool and the Weather Channel. 

 

The Future

According to Grimes, the biggest drawbacks of doing business on the Internet, besides the amount of effort it took to convince people that Net.B@nk could evolve into a viable entity, were the lack of a traditional application form and the need for an original signature from new customers. He explains: “I would still like to see us streamline account set-up. It’s not like buying a book, a two-minute thing. We’re asking people to entrust us with their money.”

 

Another challenge, says Grimes, lies in competing in an industry that moves and changes so quickly and so often. “We view the Internet year as about 60 days,” he explains. “It’s a huge challenge to keep up. We outsource a lot [of the work], which makes it easier for us to keep up with technology.”

 

At present, Grimes sees his company’s staunchest competitors as online brokerage firms, though other Internet banks are expected to open in upcoming months. Since its inception, Net.B@nk has broken through the traditional brick-and-mortar barriers of its counterparts and proven that a bank can be profitable online. Its customer base has soared to well over 12,000 accounts, and current deposits exceed $200 million from domestic and international customers. As a result, the company stands a good chance of becoming the dominant brand in Internet banking, but Grimes says the opportunity to stake that claim may not last.

 

“To become the dominant brand, we’ll have to take this profitable business and grow it very rapidly,” he says, adding that the real challenge will lie in balancing growth with profitability. “We grew by about 500 percent in 1998; I’d like to see that continue. For that to happen, we have to continue to build our technology and customer service so that we can support those additional customers. It’s one thing to say you doubled in size, but it’s another to have the operational infrastructure necessary to support it.”

 

Company Snapshot

Company: Net.B@nk

URL: www.netbank.com 

Founders: D.R. Grimes and T. Stephen Johnson

Industry: Online banking

Location: Atlanta

Founded: 1996

Employees: 27

Revenues: $162 million in customer deposits (1998)

 

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